Regulatory Reporting and Compliance Monitoring Platform

The platform automates the regulatory and compliance requirements for financial services industry. It provides automation of processing, creating and submission of regulatory reports to SEC, FSA, SEBI, Central Banks and Fed and is designed to deliver reports related to Best Execution, Front Running, Holding, Threshold Limit Information, Disclosure of Broker Dealer Commissions, Churning, Restricted Stock Watch, and Personal Account Trading of employees of the organizations.